Reporting Legal Entity Identifiers (LEIs) of non-EEA third countries – FCA  

In April 2021, the FCA extended a period of forbearance for the reporting of LEIs of non-EEA third country issuers under UK SFTR. This was put in place to reduce potential market disruption resulting from the large number of non-EEA third country issuers without a LEI. This forbearance is due to expire on 13 April 2022

Whilst industry has made further progress in wider LEI coverage, the FCA is aware that many non-EEA third country issuers have still not acquired a LEI which may impact reporting under UK SFTR after 13 April 2022.

In recognition of this, the FCA is extending the period during which reports under UK SFTR without the LEI of a non-EEA third country issuer will be accepted until 13 October 2022. 

Reporting counterparties should report a LEI for non-EEA third country issuers where one is available and continue engaging with non-EEA third country issuers to encourage them to acquire a LEI if not.

https://www.fca.org.uk/markets/sftr/news

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STX Fixed Income B.V. allocates Bonds a MiFIR SI MIC

Last ESMA update: 23/03/2022

MIC: STXS
LEI: 549300PO3ZPO1TWBWB20

Entity Name: STX Fixed Income B.V.

Service Name: BOND (Bonds)

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ABN AMRO Clearing Bank adds ETFs to MiFIR SI MIC

Last ESMA update: 23/03/2022

MIC: ABNC
LEI: G8ZTNESVNKW4NN761W05

Entity Name: ABN AMRO Clearing Bank N.V.

Service Names: 

  • SHRS (shares) added 26/11/2021
  • ETFS (ETFs) added 23/03/2022

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UniCredit Bank Czech Republic and Slovakia – Drops Bonds from MiFIR Systematic Internaliser MIC

Dating back to 11/12/2018 Bonds were originally the only asset class for which the Systematic Internaliser MIC applied … now only Derivatives are included

  • Last ESMA update11/03/2022
  • MICUBCZ
    LEI: KR6LSKV3BTSJRD41IF75
  • Entity Name: UniCredit Bank Czech Republic and Slovakia, a.s.
  • Service Name: DERV (Derivative) – added 29/11/2021
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J.P. Morgan Europe changes Legal Entity name to “SE” from “AG” for Systematic InternaIiser Transaction Reporting

The Service Names covered remained unchanged from the previous 08/02/2019 update

Last ESMA update03/03/2022

  • MIC: JPEU
    LEI: 549300ZK53CNGEEI6A29
  • Entity Name: J.P. Morgan SE
  • Service Names:
    • BOND (Bonds)
    • CRFT (certificates)
    • DERV (Derivative)
    • DPRS (depositary receipts)
    • EMAL (Emission Allowances)
    • ETCS (ETCs)
    • ETFS (ETFs)
    • ETNS (ETNs)
    • OTHR (other equity-like financial instruments)
    • SDRV (Securitised derivatives)
    • SFPS (Structured Finance Products)
    • SHRS (shares)
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