Category Archives: Uncategorized

Reporting Legal Entity Identifiers (LEIs) of non-EEA third countries – FCA  

In April 2021, the FCA extended a period of forbearance for the reporting of LEIs of non-EEA third country issuers under UK SFTR. This was put in place to reduce potential market disruption resulting from the large number of non-EEA … Continue reading

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STX Fixed Income B.V. allocates Bonds a MiFIR SI MIC

Last ESMA update: 23/03/2022 MIC: STXSLEI: 549300PO3ZPO1TWBWB20 Entity Name: STX Fixed Income B.V. Service Name: BOND (Bonds)

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ABN AMRO Clearing Bank adds ETFs to MiFIR SI MIC

Last ESMA update: 23/03/2022 MIC: ABNCLEI: G8ZTNESVNKW4NN761W05 Entity Name: ABN AMRO Clearing Bank N.V. Service Names:  SHRS (shares) added 26/11/2021 ETFS (ETFs) added 23/03/2022

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UniCredit Bank Czech Republic and Slovakia – Drops Bonds from MiFIR Systematic Internaliser MIC

Dating back to 11/12/2018 Bonds were originally the only asset class for which the Systematic Internaliser MIC applied … now only Derivatives are included Last ESMA update: 11/03/2022 MIC: UBCZLEI: KR6LSKV3BTSJRD41IF75 Entity Name: UniCredit Bank Czech Republic and Slovakia, a.s. Service Name: DERV (Derivative) – added … Continue reading

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J.P. Morgan Europe changes Legal Entity name to “SE” from “AG” for Systematic InternaIiser Transaction Reporting

The Service Names covered remained unchanged from the previous 08/02/2019 update Last ESMA update: 03/03/2022 MIC: JPEULEI: 549300ZK53CNGEEI6A29 Entity Name: J.P. Morgan SE Service Names: BOND (Bonds) CRFT (certificates) DERV (Derivative) DPRS (depositary receipts) EMAL (Emission Allowances) ETCS (ETCs) ETFS (ETFs) ETNS … Continue reading

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