The FCA expects firms and other regulated persons to be compliant with changed obligations now that the transition period has ended:
- MIFID II transaction reporting requirements
- EMIR reporting obligations
- SFTR reporting obligations
- Certain requirements under MAR
- Issuer rules
- Contractual recognition of bail-in
- Client Assets Specialist Sourcebook rules (CASS)
- Market-making exemption under the Short Selling Regulation
- Use of credit ratings for regulatory purposes
- Securitisation
- Electronic commerce EEA firms
- Mortgage lending after the transition period against land in the EEA
- Payment Services – strong customer authentication and secure communication
For more detail, see our key requirements of firms. Firms should read our TTP directions, annexes and explanatory note for more detail. Below we also set out our expectations.
https://www.fca.org.uk/brexit/onshoring-temporary-transitional-power-ttp